Consent Decree Between CCNS and DOE, parts I though VII
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW MEXICO
FOR NUCLEAR SAFETY, INC.
and PATRICK JEROME CHAVEZ,
Civ. No. 94-1039 M/WWD
UNITED STATES DEPARTMENT
OF ENERGY and SIEGFRIED S. HECKER,
Whereas, the parties to this action are Plaintiffs Concerned
Citizens for Nuclear Safety ("CCNS") and Patrick Jerome Chavez and Defendants
United States Department of Energy ("DOE") and Siegfried S. Hecker;
Whereas, Plaintiffs filed suit against Defendants alleging
that Los Alamos National Laboratory ("LANL" or "Laboratory") is not in
full compliance with the national emission standard for radionuclides
at DOE facilities, set forth at 40 C.F.R. ¤¤ 61.90-61.97 ("Subpart H");
Whereas, on April 2, 1996, the Court granted partial summary
judgment to Plaintiffs based upon DOE's admission that 31 of 33 "major"
stacks and associated quality assurance programs were not in compliance
with Subpart H at the time Plaintiffs filed their motion for partial summary
Whereas, DOE contends that it achieved full compliance
with Subpart H on or about June 3, 1996;
Whereas, DOE further contends that Congress has not waived
DOE's sovereign immunity for the assessment of civil penalties against
it under the Clean Air Act;
Whereas, Plaintiffs dispute DOE's claim of full compliance
and non-waiver of sovereign immunity for the assessment of penalties and,
furthermore, seek injunctive relief, an assessment of penalties, an order
requiring the performance of environmentally beneficial projects, and
recovery of their litigation costs and fees;
Whereas, the parties wish to resolve this action without
additional litigation and agree that it is in the public interest to enter
into this Consent Decree, without further adjudication of the issues raised
in this case: and
Whereas, the parties consider this Consent Decree, when
viewed together with the Settlement Agreement dated January 14, 1997 between
CCNS and DOE, to be a just, fair, adequate and equitable resolution of
NOW THEREFORE, before the taking of any further testimony,
without trial or further admission of any issue of fact or law, and upon
the consent of the parties, it is hereby ordered adjudged and decreed
II. JURISDICTION AND VENUE
1. This Court has jurisdiction over the subject matter
of this action and over the parties pursuant to Section 304(a)(1) of the
Clean Air Act, 42 U.S.C. ¤ 7604(a)(1), and 28 U.S.C. ¤ 1331.
2. Venue is proper in this Court pursuant to 42 U.S.C.
3. This Decree shall apply to and be binding upon the Parties,
their members, delegates and assigns. The undersigned representatives
certify that they are authorized by the Party or Parties whom they represent
to enter in to this Decree and to execute and legally bind that Party
or Parties to the terms and conditions of this Decree. Signature by counsel
for the Department of Justice on behalf of DOE shall bind the United States
to the terms of this Decree.
IV. AGREED UPON SETTLEMENT PROVISIONS
4. Comprehensive Technical Audits. DOE agrees to contract
for, fund and facilitate performance of the comprehensive independent
technical audits described in this section.
- 4.1 Purpose. The purpose of the comprehensive independent technical
audits is to verify whether LANL is in full compliance with the Clean
Air Act radionuclide NESHAP, 40 C.F.R. ¤ 61.90-61.97 ("Subpart H"),
during the term of this Decree.
- 4.2 Auditor. The technical audits will be conducted by John Till,
Ph.D, as the independent auditor. He will have the authority to assemble
an auditing team of appropriate, independent individuals. "Independent"
means that the auditor and the members of the audit team will have had
no previous significant relationship with LANL or CCNS. CCNS' retained
consultants in this case, Institute for Energy and Environmental Research,
will not serve as members of the audit team.
- 4.3 Consultation The independent technical audit team is free to consult
with CCNS, DOE, or any other entity as it chooses.
- 4.4 Access DOE agrees to provide the independent audit team with access
to facilities and raw data promptly upon request, subject to compliance
with reasonable security, safety and scheduling requirements of DOE
and LANL. CCNS shall be provided, without charge, with copies of all
documents copied for the independent auditor. CCNS may request copies
of other data reviewed by the independent auditor. In the event DOE
believes the costs of a CCNS document request are not reasonable, pursuant
to paragraph 26, the production of documents will be provided only after
payment by CCNS of reasonable copying charges. DOE will notify CCNS
of any decision to contest the reasonableness of the costs within 10
days of receipt of any request for copies. CCNS may then obtain the
copies at its own expense, without waiver of its rights to seek reimbursement
from DOE under paragraph 26.
- 4.5 Schedule of Audits. The independent technical audits will occur
on the following schedule:
- a. The first technical audit will commence during calendar year
1997 no later than 90 days after completion of the updated radionuclide
inventory currently in progress.
- b. A second technical audit will commence during calendar year
2000. An updated radionuclide inventory will be prepared prior to
the commencement of this second audit. The second audit will commence
no later than 90 days after completion of the updated radionuclide
- c. A third technical audit will commence in calendar year 2002
if the independent auditor determines that a third technical audit
should be conducted. An updated radionuclide inventory and an updated
description of operations and processes at LANL that have changed
since the last audit and which involve air emissions regulated under
Subpart H will be prepared and provided to the auditor prior to
June, 2002. The independent auditor may meet with CCNS and its consultants
and with DOE prior to the auditor determining the scope and specific
data to be included in the updated description of operations and
processes. The independent auditor, based upon review of these documents
and upon the results of the second audit, will determine whether,
in his independent judgment, a third technical audit should be conducted.
- d. In the event that the third technical audit identifies substantive
deficiencies with compliance with Subpart H that the auditor believes
require corrective actions, a fourth technical audit will commence
no later than the end of calendar year 2003. The scope of the fourth
technical audit shall be limited to determining whether the necessary
corrective actions identified in the third technical audit have
been satisfactorily accomplished.
- 4.6 Scope of Audits. The scope and depth of the technical audits will
be determined by the independent auditor, exercising sound scientific
judgment, subject to the cost limits set forth below. The parameters
of the audits may include, but are not limited to the following:
- a. analysis of the existing radionuclide monitoring systems.
- b. review of the application of the methodology used to determine
the potential effective dose equivalent, including radionuclide
inventory and underlying data.
- c. examination of the content and implementation of the quality
Prior to each audit, the auditor will submit to DOE
and CCNS a proposed scope of work and budget. If the proposed budget
exceeds $100,000, then DOE must approve the budget. DOE's budget approval
will not be unreasonably withheld. In the event DOE determines not
to approve any submitted budget, it shall initiate the dispute resolution
process set forth in Section VII below and, if unsuccessful in resolving
the dispute in that forum, shall within five days of exhausting the
dispute resolution process, file a motion with the Court to determine
whether the proposed budget should be funded. DOE shall pay the reasonable
costs, if any, of the independent auditor incurred in any dispute
resolution or Court proceeding under this section. In no event shall
the cost of the first audit exceed $300,000. In no event shall the
cost of the second audit exceed $200,000. In no event shall the cost
of the third audit exceed $150,000. In no event shall the cost of
the fourth audit exceed $50,000.
- 4.7 Reports. The independent auditor will issue a report at the end
of each audit. Minority opinions within the audit team may be noted
in the report. Within 10 days of receipt of each audit report, DOE will
provide a copy to EPA Region VI, mail a copy to CCNS and place a copy
in the Los Alamos National Laboratory Reading Room. The findings and
results of the audits are non-binding.
- 4.8 Non-interference. The parties will not interfere in the timely,
independent, or comprehensive completion of the audits.
- 4.9 Payment. Invoices from the independent auditor will be submitted
monthly to both CCNS and DOE. Within 45 days of approval of each budget
submitted by the independent auditor, DOE shall fund an account established
and administered by the United States Department of Justice for payment
of costs of the independent audit. The account shall be fully funded
with the total amount of the approved budget. The reasonable charges
of the independent auditor shall be submitted by DOE to the Department
of Justice account administrator within 20 days of receipt by DOE, and
shall be paid promptly by the Department of Justice.
- 4.10 FFCA Audits. Pursuant to the Federal Facility Compliance Agreement
between DOE and the United States Environmental Protection Agency, DOE
is obligated to conduct certain external independent audits ("FFCA Audits")
of the programs and procedures used to demonstrate compliance with Subpart
H. In the event DOE arranges for FFCA Audits in addition to those provided
in this Decree during the term of the Federal Facility Compliance Agreement,
CCNS shall be given an opportunity to meet with the FFCA auditor during
each such audit.
5. Payments to the Treasury. DOE will make a payment of
$150,000 to the Treasury of the United States in compromise of disputed
claims for civil penalties in this case under the citizen suit provision
of the Clean Air Act.
6. Environmentally Beneficial Projects
- 6.1 AIRNET In addition to the 17 AIRNET stations operated as Subpart
H compliance stations pursuant to the Federal Facility Compliance Agreement
between DOE and the United States Environmental Protection Agency, DOE
will, for five years from the entry of this Decree :
- a. continue the operation of AIRNET stations 27, 30, 34, and 36,
as identified on the handwritten notations on the Structure Location
maps, TA-54, provided by DOE and attached to this Decree as Exhibit
1. These stations will be operated to the same standards as a Subpart
H compliance station commencing within 30 days of entry of this
- b. commencing within 6 months after entry of this Decree, operate
one additional AIRNET station at TA-33 and one additional AIRNET
station located in the greater Santa Fe area. The general location
of these AIRNET stations will be determined jointly by DOE and CCNS.
These two additional AIRNET stations will operated to the same standards
as Subpart H compliance stations.
- c. On a quarterly basis, raw data and analysis from the additional
AIRNET stations referred to in subparagraphs a and b above shall
be provided to CCNS and a copy placed in the Los Alamos Reading
Room. Each quarterly data package will include air sampling data
from the previous quarter.
- 6.2 Thermoluminescent Dosimeters. Thermoluminescent dosimeters ("TLDs")
capable of detecting gamma and thermal neutron emissions will be placed
at the 17 existing compliance AIRNET stations within 60 days of entry
of this Decree. In addition, TLDs will be placed as follows:
- a. Approximately 11 TLDs around the TA-53 facility, including
any of its lagoons containing radioactive material.
- b. Approximately 7 Albedo TLDs on the north, east and south sides
- c. Approximately 16 TLDs around TA-50.
- d. Approximately 33 TLDs around TA-54.
- e. Approximately 7 TLDs around TA-16, S-Site.
- f. Approximately 15 TLDs around TA-15 firing sites.
These TLDs will be operated for a period of five years
from entry of this Decree. For purposes of quality assurance, for
a period of two years from entry of this Decree, DOE will place a
second TLD at 10% of the TLD locations identified above, rotated to
a different TLD site on a quarterly basis DOE will send these quality
assurance TLDs to an independent laboratory for analysis. Data generated
from the TLDs and the quality assurance TLDs will be analyzed quarterly.
On a quarterly basis, the TLD raw data and analyses and the quality
assurance raw data and analyses will be provided to CCNS and placed
in the Los Alamos National Laboratory Reading Room. Each quarterly
data package will include TLD results from the previous quarter.
- 6.3 NewNet DOE agrees to operate through September 2002 the current
northern New Mexico NewNet system. DOE will make northern New Mexico
NewNet data available via a Web site on the Internet in a "near real
time" manner, in English and Spanish. The data will be collected continuously
and will be made available to the public on the Internet in the same
form and at the same time that it is provided to DOE and LANL.
B. Siegfried Hecker
7. President's Council on National Laboratories. Within
30 days of entry of this Decree, Siegfried S. Hecker, while he remains
director of LANL, shall use the influence of his office and his best efforts
to persuade the Environment, Safety & Health Panel, which advises the
University of California's President's Council on National Laboratories,
to allocate one day of each annual visit to New Mexico to hear environmental
issues relating to the Laboratory. If the Panel allocates time during
its annual visit to hear environmental issues, LANL employees, CCNS and
other members of the public will be invited to attend. LANL staff shall
be made available for follow-up as requested by the Panel.
8. Meeting with CCNS. Within 45 days of entry of this Decree,
Mr. Hecker will meet with CCNS to hear CCNS's concerns and suggestions
regarding the protection of employees from retaliation or harassment for
voicing environmental concerns, and regarding CCNS' environmental concerns.
Footnote 1: G. Thomas Todd, in his capacity as Manager of the Department
of Energy, Los Alamos Area Office, has agreed to attend this meeting.
meeting shall occur within 90 days of entry of this Decree.
9. Community Meetings Mr. Hecker, while he is Director
of the Laboratory, shall initiate a program whereby appropriate members
of the Laboratory's Environment, Safety & Health technical staff will
be made available for discussions relating to environmental issues with
interested members of the public on a quarterly basis. These meetings
will be announced in advance, and those interested in participating should
give reasonable notice of the issues of concern to them so that appropriate
personnel can be scheduled to attend. The first such meeting shall occur
within 90 days of entry of this Decree.
10. Payments or obligations imposed upon DOE are subject
to the availability of appropriated funds. No provision of this Decree
shall be interpreted as or constitute a commitment or requirement that
DOE obligate or pay funds in contravention of the Anti-Deficiency Act,
31 U.S.C. ¤ 1341 or any other applicable law or regulation. DOE represents
that the source of funding for its obligations under this Decree shall
be annual DOE appropriations for operation of LANL and that fundinq such
obligations does not require a specific appropriation from Congress. In
the event that sufficient appropriated funding is not available, the Parties
will attempt to adjust any affected timetables accordingly. If funding
is not received, Plaintiffs may seek available legal and equitable remedies,
including termination of this Decree.
VI. INABILITY TO PERFORM
11. If DOE is or may be unable to comply with any requirement
of this Decree because of a "force majeure" event, DOE may request of
Plaintiffs a modification of that requirement.
12. As soon as practicable after DOE knows that any requirement
of this Decree will not be met, DOE shall promptly notify Plaintiffs in
writing. Such notice shall describe the cause and duration of the anticipated
delay, the measures taken or to be taken to mitigate the anticipated delay,
and a proposed revised schedule for meeting the requirement. DOE may also
state in such notice that it constitutes a written statement of dispute
for purposes of initiating the dispute resolution process.
13. In any judicial proceeding seeking to enforce the terms
of this Decree and/or to find DOE in contempt for failure to comply or
for delay in compliance with such terms, DOE may raise as a defense that
such failure or delay was caused by a "force majeure" event. In any such
judicial proceeding, Plaintiffs may seek available legal and equitable
remedies, including termination of this Decree.
14. A "Force Majeure" event is defined as any event or
circumstance arising from causes beyond the reasonable control of DOE
that cannot be overcome by due diligence and that causes a delay in or
prevents the performance of any obligation under this Decree.
VII. RESOLUTION OF DISPUTES
15. Each Party shall exhaust the provisions of this Section
VII with respect to any potential dispute between them concerning this
Consent Decree prior to seeking Court resolution of the dispute.
16. To initiate Dispute Resolution, the disputing Party
shall submit to the other Party a written statement setting forth the
nature of the dispute, the work affected by the dispute, the disputing
Party's position with respect to the dispute, and the information the
disputing Party is relying upon to support its position.
17. The disputing Party shall engage the other Party in
informal Dispute Resolution. During this informal Dispute Resolution period,
which shall not exceed 10 working days, the Parties shall meet as many
times as both deem necessary to discuss and attempt resolution of the
dispute. If resolution of the dispute is not reached, either party may
file a motion with this Court to resolve the underlying dispute. If this
Decree places a burden on a party to seek resolution by the Court, that
party shall initiate the Court proceeding.
18. The pendency of any dispute under this Section shall
not extend the time allowed for performance of the work required by this
Decree, except that the time period for completion of any work directly
affected by a good-faith dispute shall be extended for at least a period
of time equal to the actual time taken to resolve it pursuant to this
Section VII. All elements of the work required by this Decree which are
not directly affected by the dispute shall continue and be completed in
accordance with the Decree.
19. In attempting to resolve any dispute under this section,
the Parties may, by written agreement of the party obligated to perform
and CCNS, modify or waive the procedures of this section as appropriate,
including but not limited to an extension of the times set forth herein.
Such modifications will become effective upon subsequent approval by the
Consent Decree Between CCNS and DOE, parts VIII through XIII
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